Banking Resource Center

Glaser Weil’s banking and financial services team is pleased to provide the following resources for our clients and friends. Please reach out to your Firm contact or banking@glaserweil.com with any questions.

Prudential Regulators

• US Department of the Treasury: https://home.treasury.gov/
• Board of Governors of the Federal Reserve System (FRB): https://www.federalreserve.gov/
• Office of the Comptroller of the Currency (OCC): https://www.occ.treas.gov/
• Federal Deposit Insurance Corporation (FDIC): https://www.fdic.gov/
• National Credit Union Administration (NCUA): https://ncua.gov/

Key Federal Banking Resources

• Key Banking Laws: https://www.fdic.gov/resources/regulations/important-banking-laws/index.html
• Federal Banking Regulations: https://www.federalreserve.gov/supervisionreg/reglisting.htm
• Institution search: https://banks.data.fdic.gov/bankfind-suite/bankfind
• Enforcement search: https://www.ffiec.gov/enforcement.htm

State Banking Resources

• Conference of State Banking Supervisors (CSBS): https://www.csbs.org/
• California Department of Financial Protection and Innovation (DFPI): https://dfpi.ca.gov/
• Florida Department of Financial Services: https://www.myfloridacfo.com/
• New York Department of Financial Services (DFS): https://www.dfs.ny.gov/
• Texas Department of Banking: https://www.dob.texas.gov/

Other Federal Agencies of Interest

• Commodities Futures Trade Commission (CFTC): https://www.cftc.gov/
• Consumer Financial Protection Bureau (CFPB): https://www.consumerfinance.gov/
• Federal Financial Institutions Examination Council (FFIEC): https://www.ffiec.gov/
• Federal Trade Commission (FTC): https://www.ftc.gov/
• Financial Crimes Enforcement Network (FinCEN): https://www.fincen.gov/
• Office of Foreign Assets Control (OFAC): https://ofac.treasury.gov/
• Securities and Exchange Commission (SEC): https://www.sec.gov/

OCC Sites of Interest

• Regulations: https://www.occ.treas.gov/topics/laws-and-regulations/occ-regulations/index-occ-regulations.html
• Financial institution search: https://www.occ.gov/publications-and-resources/tools/occ-financial-
• Enforcement actions: https://apps.occ.gov/EASearch

CFPB Sites of Interest

• Regulations: https://www.consumerfinance.gov/rules-policy/regulations/
• Compliance resources: https://www.consumerfinance.gov/enforcement/actions/
• Complaint database: https://www.consumerfinance.gov/data-research/consumer-complaints/
• Enforcement actions: https://www.consumerfinance.gov/enforcement/actions/

FDIC Sites of Interest

• Regulations: https://www.fdic.gov/resources/regulations/
• Financial institution search: https://banks.data.fdic.gov/bankfind-suite/bankfind
• Enforcement actions: https://orders.fdic.gov/s/
• Latest news: https://www.fdic.gov/news/
• Updated Statistics: https://www.fdic.gov/analysis/quarterly-banking-profile/statistics-at-a-glance/
• Key financial and ratio date (state banks): https://state-tables.fdic.gov/

Last updated on December 1, 2023. This page does not constitute legal advice. For further inquiries, please contact any member of the Glaser Weil banking and financial services team.